Viewpoint Expert opinions on trends and controversies in autism research.
Opinion / Viewpoint

ESSENCE: From defined categories to broad understanding

by  /  8 October 2013

Missed signs: Many children treated for developmental delay at a young age may have a different disorder, such as autism or attention deficit hyperactivity disorder.

Categorical diagnosis is an integral part of everyday clinical and research practice. We are so insistent on the distinction between disorder and ‘normalcy’ that clinics and clinicians are becoming more and more specialized — for example, catering to the needs of children with only autism, or only attention deficit hyperactivity disorder (ADHD) or Tourette syndrome. This has led to researchers underestimating how clinically diffuse these disorders can be.

At the same time, there is growing acceptance that having more than one disorder, or sharing symptoms across disorders, is the rule rather than the exception1. So-called ‘comorbidity’ is a misnomer if ever there was one, as we are usually not dealing with completely separate disorders in the first place.

Ipointed this out more than a quarter-century ago2, but the insight has not led to new approaches when addressing children and families with complex needs. Instead, diversification has boomed.

As an alternative to categorical diagnosis, I suggest that developmental symptoms that appear before 5 to 6 years of age should place children into a large category, called ESSENCE, for early symptomatic syndromes eliciting neurodevelopmental clinical examinations. ESSENCE may then resolve into any number of individual diagnoses over time.

There are legislative, scientific and clinical attempts to separate children with autism from those who do not meet the diagnostic criteria. These attempts aim to provide better societal guidelines, more focused attempts at finding the cause of the disorder, and targetedservices.

An ADHD diagnosis undergoes similar scrutiny, although the diagnosis is not a requirement for services as it is with autism. The same holds true for children with language disorders, visual impairments or hearing deficits. These children may have additional impairments in general cognition or motor performance as well as symptoms of ADHD or autism.

Clinical reality:

Autism and ADHD were long believed to be completely separate and recognizable disorders, but clinicians now often diagnose the same individual with both disorders. There is also a growing awareness that they sometimes overlap or constitute amalgams of problems, and that in some families they may represent different aspects of the same underlying disorder3.

I coined ESSENCE to highlight the clinical reality of children (and their parents) who have complex, impairing developmental symptoms before 5 or 6 years of age. These children may have any combination of problems with general development, communication and language, social skills, motor coordination, attention, behavior, mood and sleep.

Clinicians may refer children with major difficulties in one or more — usually several — of these areas, to one of a long list of specialists: health visitors, nurses, social workers, education specialists, pediatricians, general practitioners, speech and language therapists, child neurologists, child psychiatrists, psychologists, neurophysiologists, dentists, clinical geneticists, occupational therapists and physiotherapists. In the vast majority of cases, they will see only one of these specialists, whereas they would benefit from the input of two or more, or maybe even all, of these experts.

So-called ‘comorbidity’ is a misnomer if ever there was one, as we are usually not dealing with completely separate disorders.

Diagnostic manuals list the syndromes included in ESSENCE as more or less discrete disorders. These syndromes include ADHD, disruptive mood disorders, tic disorders such as Tourette syndrome, language disorders, autism, intellectual disability, nonverbal learning disabilities, bipolar disorder or major depression, behavioral syndromes, rare epilepsy syndromes, reactive attachment disorder and pediatric acute-onset neuropsychiatric syndrome.Each of the disorders has links to one or more of the others on the list.

Although these disorders occasionally show up as isolated conditions, they are not necessarily conditions in their own right. But these definitions drive researchin the whole field of child health.

Language disorders provide one example of how clinicians can apply ESSENCE to early diagnosis.In a 2006 population study, researchers looked at 25 children diagnosed with specific language impairment (SLI) at 2.5 years of age by child health nurses and a pediatric speech and language therapist4. The children had fewer than 25 communicative words and comprehension or articulation difficulties.

The researchers compared these children with 80 others who do not have SLI and followed themfor a period of five years (a language therapist assessed each child at ages 4, 6 and 7.5 years). When the children were 7.5 years old, a neuropsychiatric team that did not have access to the original reports assessed each of them. At this age, more than 70 percent of the children diagnosed with SLI alsoturned out to have ADHD, autism, another ESSENCE disorder, or a combination of these.

None of the children had been suspected of having any of these problems at the original diagnosis of SLI. At 4 and 6 years of age, the therapists had diagnosed only a small fraction of these children with ADHD or autism. Even fewer of the children had received appropriate interventions for such problems.

What can we conclude on the basis of these and similar findings from previous studies? Clinicians and therapists diagnose many children with language disorders at 2.5 years of age, according to U.K. and Swedish studies5. When clinicians diagnose a language disorder in a health setting, they usually refer the child for a hearing test and assessment and possibly for speech and language therapy. The study suggests that this might not be appropriate.

Instead, the problem signaled by the language disorder should place the child into the ESSENCE group, leading to a referral that includes a multidisciplinary evaluation by a community pediatrician, a psychologist and a speech therapist.

Autism alternative:

Two decades ago, our group demonstrated that autism diagnoses made before age 3 years of age are relatively stable over time, with 75 percent of children in the study still meeting criteria for autism at follow-up years later6. However, the other 25 percent of children met criteria for a different developmental disorder, such as ADHD.

Similarly, in a 2010 study of more than 300 preschool children with a clinical diagnosis of autism, the vast majority met the diagnostic criteria for autistic disorder, Asperger syndrome or pervasive developmental disorder-not otherwise specified at follow-up after two years. However, clinicians diagnosed about one in ten with a different developmental disorder, such as ADHD or a language disorder7.

These findings support the notion that these children were suffering from ESSENCE. Depending on the inclination, interest and training of the professionals first seeing the child, they may have first diagnosed the child with ADHD, language disorder or autism. And they may have missed any number of comorbid problems.

The typical symptoms of ESSENCE include motor abnormalities, general developmental delay, language delay, social deficits, behavior problems, hyperactivity and impulsivity, or, conversely, hypoactivity, inattention, sleep problems and picky eating.These symptoms should not be seen as specific for ESSENCE. Instead, they are markers for the (likely) presence of a neurodevelopmental disorder that (likely) will continue to cause symptoms long after the first appearance of symptoms.

The estimated prevalence of each of the syndromes subsumed under the ESSENCE acronym ranges from 0.1 to 5 percentof the general population. Researchers have epidemiologically surveyed most of the disorders during elementary or middle school ages, and studied only a few during preschool years. Even though all of the syndromes are present (and usually symptomatic) from preschool years, many cases will not have come to the attention of clinicians before school age.

The sum prevalence of about 10 percent of children in the general population suffering from these syndromes may not reflect how many children come to clinical attention during the preschool period. On the basis of preschool studies of autism and ADHD, a reasonable estimate would be that about 5 to 7 percent of children under 6 years of age would meet criteria for ESSENCE — meaning that they have clinical symptoms of a syndrome and have been referred to a clinic for diagnosis and intervention8, 9.

Boys would be over-represented in this group. However, they probably wouldn´t outnumber girls by more than three to one if parents, teachers and clinicians were more aware that girls with autism, ADHD or a language disorder have slightly different presentations than boys do10, 11.

Girls, as a group, tend to be less violent, less hyperactive, more socially adept and better at using language skills for communication. All of these factors may mask the early appearance of autism or ADHD. With better awareness about the presence of such disorders in preschool-aged girls, more and more female cases are likely to come to attention over the next several years — and further enhance our understanding of ESSENCE.

Christopher Gillberg is professor of child and adolescent psychiatry at the University of Gothenburg in Sweden. 

References:

1. Kadesjö B. and C. Gillberg J. Child Psychol. Psychiatry 42, 487-492 (2001) PubMed

2. Gillberg C. J. Child Psychol. Psychiatry 24,377-403 (1983) PubMed

3. Constantino J.N. et al. J. Autism Dev. Disord. 37, 1256-1263 (2007) PubMed

4. Miniscalco C. et al. Dev. Med. Child Neurol. 48, 361-366 (2006) PubMed

5. Miniscalco C. et al. Acta Paediatr. 94, 1798-1806 (2005) PubMed

6. Gillberg C. et al. J. Child Psychol. Psychiatry 31,921-934 (1990) PubMed

7. Fernell E. et al.Res. Dev. Disabil. 31, 790-799 (2010) PubMed

8. Fernell E. and C. Gillberg Res. Dev. Disabil. 31, 680-685 (2010) PubMed

9. Kadesjö C. et al. Dev. Med. Child Neurol. 45, 693-699 (2003) PubMed

10. Kopp S. et al. J. Atten. Disord. 14, 167-181 (2010) PubMed  

11. Pinkhardt E.H. et al. Med. Hypotheses72,409-412 (2009) PubMed


  • RA Jensen

    Michael Rutter also prefers the term co-occurring. The term ‘comorbidity’, implies unsubstantiated presumption of independent etiologies. Rutter argues that discrete categories do not exist in real life. Many common specific genetic variants associated with ASD risk are also associated with risk for SLI, Dyslexia, ADHD, depression, social anxiety, eating disorders, immune deficiencies gastrointestinal problems, bi-polar disorder, developmental language delay, intellectual disability etc., many or most of which can co-occur in any individual with general developmental problems associated with the same common polymorphisms. The MET (7q31) gene region harbors a polymorphism, the MET promoter variant rs1858830 allele “C” that is present in 47% of the general population and is associated with autism, immune function, gastrointestinal repair, neuronal growth and development. Disruption of functioning in the polymorphism can produce autism, immune deficiencis, gastrointestinal problems and disruption in early brain development in a single individuals. The risk for any of these co-occuring conditions is relatively miniscule but is not meaningless.

    Reference

    Randolph-Gips M. Srinivasan P. (2012). Modeling Autism: A systems biology approach. J Clin Bioinforma. 2012; 2: 17.

    http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3507704/

  • Sue Gerrard

    I wonder why people are so fixated on categorical diagnosis, rather than observation of specific characteristics. The latter is so much more informative, after all.

    • RA Jensen

      The behavioral and molecular geneticists often claim single causal and primarily genetic mechanisms. These kinds of unsubtantiated claims imply that ‘autism’ is not a multifactorial disorder.

  • Erica

    May I ask if many children end up with a diagnosis that is (superficially, at least) quite different from the original major symptom and moving to above average in the original symptom?

    Excuse anecdote, but to illustrate…a family member had “major expressive language delay” (just a few words at age three) along with minor motor delays. By age four, talking up a storm and taught self to read soon after speech appeared. Now in “advanced” second grade reading and math groups and diagnosed last year (age 6) with ADHD at KKI. In one sense, speech is still an issue–loud voice, very talkative, trouble not interrupting. Yet some would say expressive language and some related things (vocabulary, reading comprehension) have gone from delayed to opposite. Is this sort of situation seen often? Again, sorry for anecdote. It just in some ways much fit described pattern of early preschool symptoms and susequent diagnosis.

  • Rebecca

    Brilliant work by Gillberg. I have read his full article. I am a speech pathologist in Australia and am very interested in the early identification of mental health disorders in children ( either present now or will likely develop into later in life )by looking at their communication profiles. Refer to another article – Language Disorders: A 10 Year Research Update Review by Toppleberg and Shapiro 2000. The conditions researchers are talking about all come under MENTAL HEALTH / ILLNESS – but nobody uses those words anymore – further stigmatizing the umbrella term. We use euphemisms instead – ADD/ADHD/autism/conduct disorder/ learning disorder etc etc. 1 in 4 adults will have a mental illness. Half are identifiable by age 14 years of age. Children are often receiving inappropriate therapies – such as speech and language therapy when they should be under a child psychiatrist – possibly searching for a pharmaceutical solution and/or counseling to parents about the likely trajectory of the illness and ways to stop it expressing itself in the present or later on in life by reducing environmental triggers. I think the problem also stems from therapists treating symptoms and not thinking about the likely cause. I have practised speech pathology for 35 years and not once seen an SLI ( specific language impairment). Problems in language – particularly comprehension ( receptive language )in the absence of a hearing loss ,and especially in the absence of a speech sound disorder is a very a strong indicator of a mental illness. It is both a strong indicator of a mental illness ( present or future ) and it IS at the core of the mental illness. Giving therapy to the language problem will rarely solve anything. Discussing the mental illness- genetic traits / trajectory/pharmaceutical solutions / reducing triggers – is the responsible and the right thing to do. This is the only way – we will reduce the escalating rise of mental illness in the adult population and in reducing the impact it has on individuals and families. Rebecca Star [email protected]

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